MPI-AMRVAC 3.0: Updates to an open-source simulation framework

R. Keppens1, B. Popescu Braileanu1, Y. Zhou1, W. Ruan1, C. Xia2, Y. Guo3, N. Claes1 and F. Bacchini1,4 + Received: 2 November 2022 Accepted: 12 March 2023 Abstract Context. Computational astrophysics nowadays...
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Exoplanet Sciences with Nulling Interferometers and a Single-mode Fiber-fed Spectrograph

Ji Wang (王吉) and Colby Jurgenson

Published 2020 October 20 • © 2020. The Author(s). Published by the American Astronomical Society.
The Astronomical JournalVolume 160Number 5

Citation Ji Wang and Colby Jurgenson 2020 AJ 160 210

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Abstract

Understanding the atmospheres of exoplanets is a milestone to decipher their formation history and potential habitability. High-contrast imaging and spectroscopy of exoplanets is the major pathway toward the goal. Direct imaging of an exoplanet requires high spatial resolution. Interferometry has proven to be an effective way of improving spatial resolution. However, means of combining interferometry, high-contrast imaging, and high-resolution spectroscopy have been rarely explored. To fill in the gap, we present the dual-aperture fiber nuller (FN) for current-generation 8–10 m telescopes, which provides the necessary spatial and spectral resolution to (1) conduct follow-up spectroscopy of known exoplanets and (2) detect planets in debris-disk systems. The concept of feeding an FN to a high-resolution spectrograph can also be used for future space and ground-based missions. We present a case study of using the dual-aperture FN to search for biosignatures in rocky planets around M stars for a future space interferometry mission. Moreover, we discuss how an FN can be equipped on future extremely large telescopes by using the Giant Magellan Telescope as an example.

 

Original content from this work may be used under the terms of the Creative Commons Attribution4.0 license. Any further distribution of this work must maintain attribution to the author(s) and the title of the work, journal citation and DOI.

 

1. Introduction

Direct imaging and spectroscopy of exoplanets provides a wealth of data sets to understand planet orbital dynamics and atmospheric compositions. Current-generation instruments can detect planets that are ~106 times fainter than the host star at a subarcsec separation (Macintosh et al. 2015; Keppler et al. 2018). In parallel, direct spectroscopy of substellar companions with high-resolution spectrographs (R > 20,000) becomes an emerging field, which opens the window for probing atmospheric circulation (Snellen et al. 2010), surface inhomogeneity (Crossfield et al. 2014), and planet rotation (Schwarz et al. 2016; Bryan et al. 2018).

Combining high-contrast imaging and high-resolution spectroscopy is logically the next step to improve sensitivity and broaden the science scope of direct imaging and spectroscopy. We use the term high-dispersion coronagraphy (HDC) for the combination of the two techniques (Mawet et al. 2017; Wang et al. 2017).

HDC invokes multiple stages to suppress stellar light and extract the planet’s signal. Specifically, high-contrast imaging suppresses stellar light and spatially separates the planet from its host star. A single-mode fiber injection system filters out stellar noise at the planet location since the electric field of a stellar speckle does not couple to the fundamental mode of a single-mode fiber. High-resolution spectroscopy further distinguishes the planet signal from stellar signal by its unique spectral features such as absorption lines and radial velocity. Using this three-pronged starlight suppression, HDC can achieve the high sensitivity to study terrestrial planets in the habitable zone (Kawahara et al. 2014; Lovis et al. 2017; Mawet et al. 2017; Wang et al. 20172018).

Alternatively, an interferometer can be used to effectively suppress starlight. In contrast to a co-axial beam combiner, which is used for the Keck Interferometer (Millan-Gabet et al. 2011; Mennesson et al. 2014) and the Large Binocular Telescope Interferometer (LBTI) (Ertel et al. 20182020), a multi-axial beam combiner maximizes the spatial resolution, e.g., the Palomar fiber nuller (PFN; Haguenauer & Serabyn 2006; Mennesson et al. 2011; Serabyn et al. 2019) and the Fizeau imaging mode at the LBT (Spalding et al. 2018). We will focus on the multi-axial interferometry because of its enhanced spatial resolution and its potential of feeding a high-resolution spectrograph with a single-mode fiber.

A more recent development of HDC is the vortex fiber nuller (VFN; Ruane et al. 2018). The VFN provides a unique solution for coronagraphy and high-resolution spectroscopy at sub/D angular resolution for next generation ground-based extremely large telescopes (ELTs; Ruane et al. 2019), and the concept has been demonstrated (Echeverri et al. 2019).

While ELTs with full capability of HDC are a decade away, we present in this paper an FN concept that can be applied to current-generation 8–10 m telescopes, namely the dual-aperture FN. The concept—combining interferometry with high-resolution spectroscopy—has the potential to expedite the science goal of direct spectroscopy of exoplanets at tens of mas separations.

The dual-aperture FN can also be a choice for future space missions in search for habitable planets and biosignatures in their atmospheres, especially for planets around M stars. Spatial resolution is the major limiting factor that prevents space missions from pursuing direct spectroscopy of habitable planets around M stars. The dual-aperture FN permits (1) sufficient angular resolution with long-baseline interferometry and (2) searching for biosignatures in near-infrared where their spectral features are abundant.

We will introduce a dual-aperture FN in Section 2 and evaluate its performance in Section 3. Science cases that are enabled by the dual-aperture FN are discussed in Section 4. A comparison between FN and VFN is given in Section 5. Our findings are summarized in Section 6.

2. Simulation

2.1. A Dual-aperture FN

The dual-aperture FN serves as a bridge between current 8–10 m telescopes and future ELTs. For example, Keck telescopes, the Large Binocular Telescope, and the Very Large Telescopes Interferometer (VLTI) are all capable of dual-aperture interferometry, providing spatial resolutions that are comparable or even better than those from ELTs. However, ELTs offer superior photon collecting power to existing facilities.

Our dual-aperture FN concept is illustrated in Figure 1. We use a dual-aperture that is similar to the LBTI (Hinz et al. 2016), with a baseline-aperture ratio of 22.8 m/8.4 m = 2.71. The concept can be generalized to any dual-aperture interferometers such as Keck and VLTI.

Figure 1.

Figure 1. Illustration of a dual-aperture FN. (a): Intensity of a point source that is located at an infinite distance, i.e., an unresolved star. (b): A dual-aperture pupil plane with a π phase offset. (c): An image of the interferogram of the dual-aperture. Red dashed circle is the footprint of an on-axis single-mode fiber core after a beam-shaping device. (d): Coupling efficiency map vs. angular separations from the optical axis (i.e., coordinate [0, 0]).

 Standard image High-resolution image

2.2. Coupling Efficiency

The coupling efficiency is the overlapping integral of the electromagnetic (EM) field and the mode profile of a single-mode fiber (Wagner & Tomlinson 1982; Jovanovic et al. 2017),

Equation (1)

where η is the fiber coupling efficiency, $E(r,\theta )$ is the EM field and ${\rm{\Psi }}(r,\theta )$ is the mode profile of a single-mode fiber.

The point-spread function (PSF) of the dual-aperture is highly non-Gaussian (shown in panel (c) in Figure 1), therefore a beam-shaping device is needed to improve the coupling efficiency into a single-mode fiber. To do so, the PSF and the fiber mode profile need to be matched. We assume an optical device (e.g., a pair of cylindrical lenses or an aspheric lens) to change the aspect ratio of the PSF to ~1:1.

This is equivalent to feeding the EM field to an elongated two-dimensional Gaussian beam (shown as the red dashed circle in panel (c) in Figure 1), which is the footprint of the fundamental mode of the on-axis single-mode fiber after the beam-shaping device. The aspect ratio of the Gaussian beam is determined by the baseline-aperture ratio, for which we adopt the LBTI value of 2.71.

The coupling efficiency peaks at 35.3% at 0.28 λ/D or 0.76 $\lambda /{\text{}}B$, where λ is wavelength, D is the subaperture size, and B is the edge-to-edge baseline. Coupling efficiency as a function of angular separation is shown in Figure 2. The region with at least half of the peak efficiency goes from 0.36 to 1.12 $\lambda /{\text{}}B$. The maximum throughput as a function of the Gaussian σ (along the elongation direction) is shown in Figure 2.

Figure 2.

Figure 2. Left: throughput vs. angular separation. Middle: maximum throughput vs. core size of a single-mode fiber. Right: peak throughput vs. central obscuration. R1 and R2 are the radius of the primary and secondary mirrors, respectively.

 Standard image High-resolution image

Without the beam-shaping device, the beam shape ${\rm{\Psi }}(r,\theta )$ does not fit the Gaussian fundamental mode of a single-mode fiber. Therefore, using a single-mode fiber without the beam-shaping device, while not compromising the on-axis starlight suppression, will suffer from a peak coupling efficiency loss. Indeed, our simulation shows that the maximum throughput decreases by 2.3 times if no beam-shaping device is used.

We also show in Figure 2 how the peak efficiency is affected by central obscuration of the secondary mirror. For LBT, the radius ratio between the secondary (R2) and the primary mirror (R1) is 0.45/4.20 = 0.11. The peak efficiency is reduced by less than 1%. In addition, the central obscuration does not affect the on-axis starlight suppression as long as the primary and the secondary mirrors are well aligned.

2.3. Gaps in Planet Searching Area

The area with high coupling efficiency is no longer azimuthally symmetric for the dual-aperture case when compared to the single-aperture case (Ruane et al. 2019). The implication is that the search time will increase in order to cover all phase angles for a given angular separation. However, for planets with known position angles, follow-up observations can be optimized using the right parallactic angle.

The key advantage of the dual-aperture case is the spatial resolution that rivals the spatial resolution of ELTs that are coming online in the next decade. We will discuss how we quantify the performance of the dual-aperture FN system in Section 3 and lay out science cases that are enabled in Section 4 using LBTI as an example. The same concept can also be applied to other dual-aperture interferometers.

3. Performance Metrics for an FN System

We use a merit system that is based on the required exposure time to evaluate the performance of a VFN system (Ruane et al. 2018). In short, a certain exposure time τ is required to reach a given signal-to-noise ratio (S/N), where the signal is the photons from the planet and the noise may come from different sources, e.g., leaked stellar light and thermal background.

The total amount of exposure time is a summation of the required exposure times to overcome a variety of noise sources,

Equation (2)

where τL is the exposure time to reach a given S/N for a specific noise source: the leaked stellar photons due to low-order aberrations. This term is discussed in more detail in Section 3.2.

The term τΘ is the required exposure time to overcome the leaked stellar photons due to the finite size of a star. In the case of a circular aperture, this term scales with D2, where D is the aperture size (Ruane et al. 2018). However, for the interferometer case, τΘ scales with D × B, where B is the edge-to-edge baseline.

Instrument and sky contribute to thermal background, which requires an exposure time of τbg to overcome the thermal background noise to reach a given S/N. In this case, background radiance and the solid angle subtended by the fiber determine the thermal background noise that is coupled into the system.

Detector noise such as the dark current (dc) and readout (rd) noise would require a certain exposure time of τdc and τrd to overcome. The relative contribution of the dark current to the leaked stellar photons determines τdc. For τrd, the relevant parameters are detector well depth and readout noise, which determine how many readouts are needed and how much each readout contributes to the noise budget.

All these terms are discussed in detailed in Ruane et al. (2018), so we refer readers to Section 3 in that paper. We note in Equation (2), τL absorbs the term ${\tau }_{\mathrm{tt}}$ in Equation (15) in Ruane et al. (2018) because we consider tip-tilt as low-order aberration.

3.1. An Example for τ

Here we use an example to explain how τ is calculated to overcome a certain noise source. If the dominating noise source is leaked stellar photons, then S/N per spectral channel is derived as

Equation (3)

where S is the photon count and subscripts p and s are for planet and star, respectively. ${\eta }_{p}$ is the coupling efficiency at the planet location or the planet throughput, ηs is the on-axis throughput or the starlight suppression level. ${{\rm{\Phi }}}_{s}$ and ${{\rm{\Phi }}}_{p}$ are star and planet flux in units of photons per unit area per unit time per unit wavelength at the primary mirror, τ is the exposure time, λ is the central wavelength, A is the aperture size, q is the quantum efficiency of the detector, T is the instrument throughput that affects the star and the planet equally, and R is the spectral resolution of the spectrograph.

Solving for τ, we will have

Equation (4)

the required exposure time to achieve a certain S/N in the presence of leaked stellar photons. In the above equation, ${\tau }_{0}$ is calculated the same way as Equation (4) in Ruane et al. (2018),

Equation (5)

where S/N is the desired signal-to-noise ratio and epsilon is the planet–star flux ratio ${{\rm{\Phi }}}_{p}/{{\rm{\Phi }}}_{s}$.

3.2. Sensitivity to Low-order Aberrations

We pay special attention to τL because it is system specific. We adopt the same parameterization as Ruane et al. (2018) except that we change the fixed power-law dependence of 2 to a variable γ:

Equation (6)

The term ηs can be approximated as the summation of contribution of all Zernike modes. Subscript i is the Zernike mode number, bi is the coefficient describing how starlight suppression depends on Zernike aberration, and ${\omega }_{i}$ is the rms wave front error (in units of 1/λ) for the ${i}_{\mathrm{th}}$ Zernike mode.

We conduct a simulation to numerically quantify bi. We use a functional of ${\eta }_{s}={({b}_{i}\omega )}^{\gamma }$, where γ = 2 or 4, to fit the numerical points for each Zernike mode. We set one subaperture to have zero wave front error and add aberration to the other subaperture. In the case in which both subapertures have comparable aberrations, the wave front error increases by a factor of $\sqrt{2}$.

3.3. Compared to a Single-aperture VFN

The coefficients of sensitivity to low-order aberrations are shown in Figure 3 and summarized in Table 1. Overall, the functional form provides a good approximation. Except for the piston, all other even-numbered Zernike modes have a power = 4 dependence on aberrations. This is different from the power = 2 dependence for VFN (Ruane et al. 2018).

Figure 3.

Figure 3. Starlight suppression level vs. rms wave front error for each Zernike mode for an LBT FN. Solid lines are the fitting results, and the dashed lines connect the data points in numerical simulations. Quantitative relationships between ηs and wave front error are given in Table 1.

 Standard image High-resolution image

Table 1.  Sensitivity of Starlight Suppression ηs to Zernike Aberration, ${\eta }_{s}={\sum }_{i}{({b}_{i}\omega )}^{\gamma }$, see also Equation (6)

OSA Index Classical Name LBT FN GMT VFN
charge = 1
bi γ bi γ
00 Piston 2.09 2 0.01 2
01 Tilt 0.48 2 2.94 2
02 Tip 2.26 4 2.94 2
03 Oblique astigmatism 0.26 2 0.01 2
04 Defocus 2.41 4 0.01 2
05 Vertical astigmatism 0.36 2 0.01 2
06 Vertical trefoil 2.38 4 0.01 2
07 Vertical coma 0.03 2 2.61 2
08 Horizontal coma 2.36 4 2.60 2
09 Oblique trefoil 0.06 2 0.01 2

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The implication is that small aberrations (e.g., rms wave front error <λ/100 per mode) in these Zernike modes contribute negligibly to starlight leakage, and the contribution becomes significant at large aberrations (e.g., rms wave front error ~λ/10). Because we are interested in the FN performance at small aberrations, these even-numbered Zernike modes can be omitted in τL calculation (Equation (6)).

In contrast to the single-aperture VFN (Ruane et al. 2018), the dual-aperture FN is not azimuthally symmetric, so it loses the advantage of the single-aperture case, i.e., the single-aperture VFN is only sensitive to ${Z}_{n}^{\pm 1}$ (see Table 1 for the Giant Magellan Telescope (GMT) case and Section 5.4 for more details).

In addition, it is also shown in Figure 3 that the dual-aperture FN is sensitive to piston aberration. This is because changing the piston for one subaperture while maintaining the piston for the other subaperture would shift the interferogram along the baseline direction. The effect is similar to the impact of tip-tilt in a single-aperture VFN.

3.4. The Impact of Noncommon Path Aberration on Exposure Time

AO performance determines the length of exposure time via Equation (6). For a wave front sensing system with a noncommon path between the sensing channel and the science channel, noncommon path aberration (NCPA) becomes the dominant term in the AO error budget. NCPA is ~200 nm for the LBT AO system, dominated by astigmatism followed by ~50 nm trefoil contribution (Bailey et al. 2014). The 200 nm NCPA corresponds to λ/10 and λ/15 for the K and L bands.

We believe that the AO performance can be improved to λ/100 per mode for the following reasons. First, NCPA for the state-of-the-art high-contrast imaging instrument Spectro-Polarimetric High-contrast Exoplanet REsearch (SPHERE) is ~50 nm (N’Diaye et al. 2013) for stars with $r\lt 9$ (Beuzit et al. 2019). This can be further improved to 10–20 nm with a Zernike phase-mask sensor (Vigan et al. 2019), which corresponds to better than λ/100 per mode for the K and L bands. Furthermore, NCPA can be accounted for by focal-plane wave front sensing techniques (Galicher et al. 2019), which shows promising prospects of reducing wave front error to lower than 10 nm given ample photons (Bos et al. 2019). We therefore use λ/100 (or 0.063 rad) per mode as a reasonable baseline rms wave front error for subsequent calculations for exposure time. Exposure times for other wave front error values can be scaled using Equation (6) in the case where optical aberrations dominate the error budget.

3.5. Reducing Exposure Time by the Cross-correlation Technique

The exposure time from Equation (2) is based on the S/N per spectral channel. In practice, the observation covers many spectral channels. Therefore, the final S/N is boosted by combining signals from all spectral channels. This can be done by cross-correlating a template spectrum with the observed spectrum. If the two spectra match, the final S/N may be boosted significantly. The cross-correlation technique has been widely used in characterizing planet atmospheres (see, e.g., Snellen et al. 20102014; Bryan et al. 2018). Since the exposure timescales as the square of S/N (see Equation (5)), the actual exposure time τ‘ can be reduced by a factor of ${\gamma }^{2}$ from the exposure time given by Equation (2),

Equation (7)

where the boost factor γ is

Equation (8)

${\rm{S}}/{{\rm{N}}}_{\mathrm{CCF}}$ is the S/N from the cross-correlation technique and ${\rm{S}}/{{\rm{N}}}_{\delta \lambda }$ is the S/N per spectral channel.

The boost factor γ can be approximated by $\sqrt{{N}_{\mathrm{lines}}}$, the number of spectral lines within the spectral coverage (Snellen et al. 2015). However, this is usually an overly optimistic estimation because of all lines have depths smaller than unity and have finite width. Through numerical simulations, Ruane et al. (2018) found that γ values are 40 and 35 for the K and L bands. Note that the numerical simulations used a spectrum of an Earth-like planet. However, similar values apply to gas-giant planets because the information content, as quantified by a quality factor (Bouchy et al. 2001), is similar between an Earth-like planet and a gas-giant planet. Planet rotation would reduce the boost factor as the rotation broadens lines and therefore reduces the peak of the cross-correlation function. Numerical simulations suggest that γ reduces by ~1.4 from a nonrotating case to a $v\sin i=15$ km $\,{{\rm{s}}}^{-1}$ case (Otten et al. 2020). This corresponds to an increase of exposure time by a factor of 2.

4. Applications

Direct spectroscopy of exoplanets is an alternative way of studying exoplanet atmospheres to transit spectroscopy. Since only less than 10% of planets transit their host stars, direct spectroscopy in principle makes it more accessible to probe exoplanet atmospheres, especially for the most nearby exoplanets that are detected by the radial velocity technique and do not transit.

Together with planet mass and metallicity as inferred from radial velocity data, and possibly age from asteroseismology due to their proximity, and planet chemical composition measurements provided by direct spectroscopy, this information can be used as bench marks to test and improve planet atmospheric modeling. This science case is discussed in Section 4.1.

Dual-aperture FN offers excellent starlight suppression at a spatial resolution that is comparable to that of ELTs (Section 3). Aided by high-resolution spectroscopy, the effective starlight suppression level can be improved by another few orders of magnitude (Wang et al. 2017). This allows us to improve the inner working angle (IWA) to observe lower-mass planets that are intrinsically more frequent than gas-giant planets that currently can be detected (Bowler 2016; Fernandes et al. 2019).

Moreover, to alleviate the large sample size (gap100) that is usually required to directly image a couple of exoplanets, we can conduct the search for planets around dusty systems, whose long-period planet occurrence rate is boosted by a factor of ~10 compared to systems without such a constraint (Meshkat et al. 2017). We will discuss this science case in Section 4.2.

Direct imaging and spectroscopy of rocky planets in the habitable zone is a major science driver for ELTs and future space missions. Space missions such as Habitable Exoplanet Observatory (HabEx) and Large Ultraviolet Optical Infrared Surveyor (LUVOIR) are limited by spatial resolution λ/D. Increasing aperture size D will significantly increase the cost. Another cost driver is the cooling systems that are required to reach mid- and thermal-infrared wavelengths, which the above space missions avoid. However, avoiding long wavelengths in the infrared will limit these space missions’ ability to search for biosignatures, which usually have more much abundant spectral lines in the infrared than at shorter wavelengths. Space interferometry creates a niche in high-spatial-resolution infrared spectroscopy for temperate planets around nearby M stars, which are traditionally in the reign of ground-based ELTs. This science case will be discussed in Section 4.3.

4.1. Follow-up Observations of Exoplanets Detected by Other Techniques

We use 4152 exoplanets from the NASA Exoplanet Archive (NEA) service.1 We put these planets on a separation versus planet–star contrast plot as shown in Figure 4 in order to select amenable targets. Targets with contrast lower than 5 × 10−7 and angular separation larger than 15 mas are given in Table 2. We focus on the K and L bands, which are trade-offs between thermal background and wave front aberration. As an example, we use the LBTI to present the following two science cases. Below we detail how separation and planet–star contrast are calculated based on information available from NEA.

Figure 4.

Figure 4. Planet–star contrast vs. angular separation. Colored data points have angular separation larger than 15 mas and planet–star contrast higher than 5 × 10−7 and therefore are amenable for direct spectroscopy (see also Table 2). Red pluses are targets in the north and blue crosses are targets in the south. Blue and red dashed lines mark 1 λ/B for the K and L bands for a baseline of 22.8 m.

 Standard image High-resolution image

Table 2.  A List of Gas-giant Planets That Are Amenable for Direct Spectroscopy (See Also Figure 4)

K L
Planet Name Distance K L a Rp Contrast Sep. Sep. t‘,a Sep. t‘,a
(pc) (mag) (mag) (au) RJupiter (mas) λ/D (hr) λ/D (hr)
55 Cnc c 12.6 4.0 4.0 0.241 0.68 5.47e-07 19.2 1.04 4.84 0.59 291.25
GJ 1148 b 11.0 6.8 6.7 0.166 0.80 1.58e-06 15.1 0.82 4.89 0.47 8042.00
GJ 876 b 4.7 5.0 4.9 0.208 1.01 1.61e-06 44.5 2.42 105.82 1.38 2667.70
GJ 876 c 4.7 5.0 4.9 0.130 0.93 3.49e-06 27.7 1.50 22.27 0.86 28.30
HIP 79431 b 14.5 6.6 6.5 0.360 1.01 5.36e-07 24.8 1.34 468.98 0.77 23277.22

Note.

aDual-aperture FN needs two pointing positions for covering areas around 1 λ/B. Doubling of exposure time is not accounted here.

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We calculate the planet–star separation based on their reported distance and semimajor axis. When the latter is not available, we calculate it using orbital period and stellar mass. Planet–star contrast epsilon is calculated using

Equation (9)

where Rp is the planet radius, a is the semimajor axis, and Ag is albedo, which is assumed to be 0.3. This roughly corresponds to the albedo of Jupiter at a 60° phase angle with a Lambertian phase function. When the planet radius is not available, we use the mass–radius relation in Thorngren et al. (2019) to calculate the radius for planet masses between 15 ${M}_{\oplus }$ and 12 ${M}_{\mathrm{Jupiter}}$. For planet masses outside the range, we use the mass–radius relation in Chen & Kipping (2017). For radial velocity–detected planets, the orbital inclination with respect to the sky plane is unknown. In this case, we assume an edge-on orbit with i = 90°.

The code for target selection and exposure time calculation is available through a Python notebook on GitHub.2 Here we present two examples to illustrate how to interpret the calculated exposure times given in Table 2.

4.1.1. 55 Cnc c in K-band LBTI Observation

55 Cnc c (McArthur et al. 2004) is among the most challenging exoplanets on our list in terms angular separation (19.2 mas) and planet–star contrast ($7.18\times {10}^{-7}$). The angular separation corresponds to 1.04 $\lambda /B$ in the K band assuming a 22.8 m baseline.

The details of our simulation are provided in Appendix A.1. Planet throughput is calculated based on the dependence on angular separation (Figure 2). We assume an rms error of $\lambda /100$ per mode, which translates to a starlight suppression level of $4.81\times {10}^{-4}$ based on the expression of ηs in Equation (6). We have the following numbers for the required exposure times to overcome various noise sources (Section 3): ${\tau }_{{\rm{L}}}=2.70\times {10}^{7}$ s, ${\tau }_{{\rm{\Phi }}}=6.24\times {10}^{5}$ s, ${\tau }_{\mathrm{bg}}\,=2.94\times {10}^{4}$ s, ${\tau }_{\mathrm{dc}}=1.65\times {10}^{5}$ s, and ${\tau }_{\mathrm{rd}}=1.65\times {10}^{3}$ s. The summation of the above terms is $2.78\times {10}^{7}$ s, or 7739 hr. Taking into account the boost factor γ thanks to the cross-correlation technique, the required exposure time is reduced to $7739/{40}^{2}=4.84$ hr for a 5σ detection.

4.1.2. 55 Cnc c in L-band LBTI Observation

The angular separation corresponds to 0.59 $\lambda /B$ in the L band. Planet throughput is assumed to be 31.0% for a 0.59 λ/B angular separation (see Figure 2). The star suppression level is again $4.81\times {10}^{-4}$ if assuming $\lambda /100$ per mode wave front error. However, the L-band wave front quality is better than that of the K band, so ηs should be lower. A full description of the parameters used in the simulation are given in Appendix A.2.

We have the following numbers for the required exposure times to overcome various noise sources (Section 3): ${\tau }_{{\rm{L}}}=3.16\times {10}^{7}$ s, ${\tau }_{{\rm{\Phi }}}=2.38\times {10}^{5}$ s, ${\tau }_{\mathrm{bg}}=1.25\times {10}^{9}$ s (assuming an L-band thermal background of 2.0 mag per square arcsec), ${\tau }_{\mathrm{dc}}=2.98\times {10}^{5}$ s, and ${\tau }_{\mathrm{rd}}=1.93\times {10}^{3}$ s. The summation of the above terms is 128 × 109 s, or 356,780 hr. The required exposure time is therefore limited by the L-band thermal background noise. Accounting for the boost factor of ~35 that is brought by the cross-correlation technique, the required exposure time is reduced to 291 hr.

4.2. Direct Spectroscopy of Exoplanets Embedded in Systems with Disks

We select targets using the Catalog of Circulstellar Disks.3 There are 48 debris-disk systems with r magnitudes brighter than the 8th and inclinations lower than 60°, i.e., more face-on systems (Table 3). The magnitude cut is to ensure optimal AO performance and the inclination cut is to minimize the extinction due to the increasing viewing angle. Below we use HD 104860, the faintest debris-disk system in our sample with R = 8.0, as an example to demonstrate the feasibility of using LBTI and the dual-aperture FN to search for planets in debris-disk systems. We provide a Python notebook to compute the required exposure time to achieve the sensitivity for a given planet–star contrast.

Table 3.  A List of Nearby Debris-disk Systems with Inclinations Lower Than 60°

Count Star R.A. Decl. R Distance
hh mm ss dd mm ss (mag) (pc)
1 99 Her 18 07 01.54 +30 33 43.7 4.7 15.6
2 AB Aur 04 55 45.93 +30 33 03.6 7.1 144.0
3 beta Leo 11 49 03.58 +14 34 19.4 2.0 11.1
4 beta Tri 02 09 32.63 +34 59 14.3 2.9 38.9
5 epsilon Eri 03 32 55.84 −09 27 29.7 3.8 3.2
6 eta Crv 12 32 04.23 −16 11 45.6 4.4 18.2
7 gamma Oph 17 47 53.56 +02 42 26.2 3.7 29.1
8 HD 100453 11 33 05.57 −54 19 28.5 7.8 103.0
9 HD 100546 11 33 25.44 −70 11 41.2 6.7 103.0
10 HD 104860 12 04 33.73 +66 20 11.7 8.0 47.9
11 HD 10647 01 42 29.32 −53 44 27.0 5.5 17.4
12 HD 107146 12 19 06.50 +16 32 53.9 6.7 27.5
13 HD 10939 01 46 06.26 −53 31 19.3 5.1 57.0
14 HD 110058 12 39 46.20 −49 11 55.5 8.0 107.0
15 HD 138813 15 35 16.11 −25 44 03.0 7.3 151.0
16 HD 138965 15 40 11.56 −70 13 40.4 6.5 77.3
17 HD 141378 15 48 56.80 −03 49 06.6 5.6 49.2
18 HD 141569A 15 49 57.76 −03 55 16.2 7.1 99.0
19 HD 153053 17 00 06.28 −54 35 49.8 5.7 50.7
20 HD 156623 17 20 50.62 −45 25 14.5 7.3 118.0
21 HD 15745 02 32 55.81 +37 20 01.4 7.5 64.0
22 HD 159492 17 38 05.52 −54 30 01.6 5.3 42.2
23 HD 163296 17 56 21.26 −21 57 21.6 6.9 101.0
24 HD 166 00 06 36.78 +29 01 17.4 5.6 13.7
25 HD 16743 02 39 07.56 −52 56 05.3 6.9 58.9
26 HD 170773 18 33 00.92 −39 53 31.3 6.7 37.0
27 HD 172555 18 45 26.90 −64 52 16.5 4.9 29.2
28 HD 181327 19 22 58.94 −54 32 17.0 7.1 50.6
29 HD 183324 19 29 00.99 +01 57 01.6 5.9 59.0
30 HD 188228 20 00 35.56 −72 54 37.8 4.0 32.2
31 HD 191089 20 09 05.21 −26 13 26.5 7.0 54.0
32 HD 195627 20 35 34.85 −60 34 54.3 4.8 27.8
33 HD 206893 21 45 21.90 −12 47 00.1 7.1 38.3
34 HD 20794 03 19 55.65 −43 04 11.2 3.7 6.0
35 HD 21997 03 31 53.65 −25 36 50.9 6.5 71.9
36 HD 30422 04 46 25.75 −28 05 14.8 6.3 57.5
37 HD 38858 05 48 34.94 −04 05 40.7 5.4 15.2
38 HD 53143 06 59 59.66 −61 20 10.3 6.9 18.4
39 HD 71155 08 25 39.63 −03 54 23.1 3.9 37.5
40 HD 74873 08 46 56.02 +12 06 35.8 7.2 61.0
41 HD 95086 10 57 03.02 −68 40 02.5 7.5 90.4
42 HR 8799 23 07 28.71 +21 08 03.3 5.8 40.0
43 Kappa CrB 15 51 13.93 +35 39 26.6 4.1 31.1
44 lambda Boo 14 16 23.02 +46 05 17.9 4.1 30.3
45 MWC 480 04 58 46.26 +29 50 37.0 7.8 161.0
46 Tau Ceti 01 44 04.08 −15 56 14.9 3.5 3.6
47 Vega 18 36 56.34 +38 47 01.3 0.1 7.8
48 zeta Lep 05 46 57.34 −14 49 19.0 3.4 21.6

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4.2.1. HD 104860

HD 104860 (Morales et al. 2013, and references therein) represents the worst-case scenario among all targets because it is the faintest debris-disk system in our sample with R = 8.0. We convert the R-band magnitude into K- or L-band magnitudes using the updated Table 5 in Pecaut & Mamajek (2013) for a given effective temperature. In calculating exposure times, we set the planet–star contrast to 10−6. While the contrast is comparable to the state-of-the-art performance, the greatest gain is the IWA of the FN, which brings the IWA to ~20 mas (Table 7).

The breakdown of the required exposure times to overcome various noise sources (Section 3) are as follows: ${\tau }_{{\rm{L}}}\,=2.31\times {10}^{8}$ s, ${\tau }_{{\rm{\Phi }}}=4.18\times {10}^{5}$ s, ${\tau }_{\mathrm{bg}}=3.97\times {10}^{6}$ s, ${\tau }_{\mathrm{dc}}=2.22\times {10}^{7}$ s, and ${\tau }_{\mathrm{rd}}=1.41\times {10}^{4}$ s. The total exposure time is $2.59\times {10}^{8}$ s, or 71,963 hr for K-band observation. Accounting for the boost factor of ~40 that is brought by the cross-correlation technique, the required exposure time is reduced to 44.9 hr.

We note that the final exposure time is very sensitive to planet–star contrast. Relaxing the targeted planet–star contrast by two times would reduce the exposure time by a factor of 4 (Equation (5)). The exposure time is also sensitive to planet throughput and wave front error to the second power (Equation (6)). Therefore, improving wave front quality and planet throughput is the key to increase the efficiency of planet search.

4.2.2. Background Induced by Disk Brightness

Below we will show that the background noise due to the emissivity of the sky and instrument is almost always higher than the background due to the disk brightness. We can therefore only consider the sky and instrument background when calculating τbg. Using HD 191089 (Soummer et al. 2014) as an example, the system has a bright debris disk that has a flux of 1 mJy per square arcsec (Ren et al. 2019) in the H band. In comparison, the star is 3750 mJy in the H band. Given the extent of the disk at ~1 square arcsec, the ratio between the integrated disk flux and the star flux is $2.6\times {10}^{-4}$ or a delta magnitude of 8.9 mag. Since scattered light is the major component in near-infrared, it is reasonable to assume that the ratio is similar in the K and L bands. In the case of HD 191089, the background induced by disk brightness is ~14 mag per square arcsec, lower than the assumed thermal background in our calculation, i.e., 12.2 mag per square arcsec in the K band and 2.0 mag per square arcsec in the L band.

4.3. Characterizing Rocky Planets around M Stars with the Space Interferometric Array

The small angular separations (<20 mas) of habitable planets around M stars are formidable for space direct-imaging missions due to limited aperture sizes. Moreover, searching for multiple tracers of biosignatures (e.g., water, oxygen, and methane), which reduces the likelihood of false positives (Domagal-Goldman et al. 2014; Harman et al. 2015), requires infrared observations. Observing at infrared wavelengths further decreases the spatial resolution for space missions.

Infrared interferometry provides a solution to the above issue (e.g., Kammerer & Quanz 2018). In addition, the dual-aperture FN concept alleviates many of the technical challenges toward a space interferometry mission (Monnier et al. 2019).

We again start from 4152 exoplanets from the NEA service. Following the angular separation and planet–star contrast calculations that are detailed in Section 4.1, we select planets with (1) contrasts lower than $1\times {10}^{-7};$ (2) angular separations larger than 5 mas; and (3) radii smaller than 0.2 RJupiter. Table 4 lists and Figure 5 shows the 23 potential rocky planets that meet the above criteria. We provide two examples below for the purpose of feasibility demonstration. Calculations for other planets are available through a Python notebook that is available on GitHub.4

Figure 5.

Figure 5. Planet–star contrast vs. angular separation. Colored data points have angular separation larger than 5 mas and planet–star contrast higher than 1 × 10−7 and therefore are amenable for direct spectroscopy with a space interferometric mission (see also Table 4). Red pluses are targets in the north and blue crosses are targets in the south. Dotted and dashed lines mark 1 λ/B at 1 μm for a baseline of 30 and 10 m.

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Table 4.  A List of Nearby Planets around M Stars That Are Amenable for Direct Spectroscopy (See Also Figure 5)

Count Star R.A. Decl. Distance K a Rp Contrast Separation
(deg) (deg) (pc) (mag) (au) RJupiter (mas)
1 61 Vir b 199.601318 −18.311195 8.5 3.0 0.050 0.19 1.01e-06 5.9
2 GJ 1061 b 53.998836 −44.512634 3.7 6.6 0.021 0.10 1.47e-06 5.7
3 GJ 1061c 53.998836 −44.512634 3.7 6.6 0.035 0.10 6.07e-07 9.5
4 GJ 1061 d 53.998836 −44.512634 3.7 6.6 0.054 0.10 2.47e-07 14.7
5 GJ 15 A b 4.595356 44.022953 3.6 4.0 0.072 0.14 2.67e-07 20.2
6 GJ 3323 b 75.489280 −6.946263 5.4 6.7 0.033 0.11 7.96e-07 6.1
7 GJ 357 c 144.006821 −21.660797 9.4 6.5 0.061 0.15 4.26e-07 6.5
8 GJ 536 b 210.263290 −2.654864 10.4 5.7 0.067 0.20 6.11e-07 6.4
9 GJ 625 b 246.352600 54.304104 6.5 5.8 0.078 0.14 2.07e-07 12.1
10 GJ 667 C c 259.745085 −34.996827 7.2 6.0 0.125 0.16 1.16e-07 17.2
11 GJ 682 b 264.265259 −44.319214 5.0 5.6 0.080 0.18 3.35e-07 16.0
12 GJ 832 c 323.391571 −49.009006 5.0 4.5 0.163 0.20 1.03e-07 32.8
13 HD 136352 b 230.450623 −48.317627 14.7 4.2 0.093 0.19 2.73e-07 6.4
14 HD 219134 b 348.320740 57.168354 6.5 3.3 0.039 0.14 9.33e-07 5.9
15 HD 219134c 348.320740 57.168354 6.5 3.3 0.065 0.14 2.93e-07 10.0
16 LHS 1140 b 11.247240 −15.271532 15.0 8.8 0.094 0.15 1.85e-07 6.2
17 LTT 1445 A b 45.464111 −16.593372 6.9 6.5 0.038 0.12 7.15e-07 5.5
18 Proxima Cen b 217.428955 −62.679485 1.3 4.4 0.049 0.10 2.65e-07 37.3
19 Ross 128 b 176.934982 0.804563 3.4 5.7 0.050 0.10 2.67e-07 14.7
20 Teegarden’s Star b 43.253708 16.881289 3.8 7.6 0.025 0.09 8.82e-07 6.6
21 Teegarden’s Star c 43.253708 16.881289 3.8 7.6 0.044 0.09 2.94e-07 11.6
22 Wolf 1061 b 247.575241 −12.662594 4.3 5.1 0.037 0.11 5.57e-07 8.7
23 Wolf 1061c 247.575241 −12.662594 4.3 5.1 0.089 0.15 2.01e-07 20.6

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4.3.1. GJ 1061 b

While GJ 1061 b (Dreizler et al. 2020) has a favorable planet–star contrast at $1.47\times {10}^{-6}$, its angular separation (5.7 mas) poses challenges for direct spectroscopy. In the following calculation, we assume a subaperture diameter of 4 m and a baseline of 50 m. This corresponds to an angular separation of 0.69 λ/B for the K band at the 50 m baseline. The wave front rms error is λ/100 per mode and this translates to a star suppression level of $4.81\times {10}^{-4}$. For thermal background, we assume a level that is comparable to James Webb Space Telescope (JWST) thermal background at 0.2 MJy SR−1, which is 20.4 mag per square arcsec.5 The full parameters in the simulation are given in Table 8.

The breakdown of the required exposure times to overcome various noise sources (Section 3) are as follows: ${\tau }_{{\rm{L}}}\,=1.06\times {10}^{8}$ s, ${\tau }_{{\rm{\Phi }}}=8.87\times {10}^{5}$ s, ${\tau }_{\mathrm{bg}}=6.22\times {10}^{2}$ s, ${\tau }_{\mathrm{dc}}\,=3.10\times {10}^{7}$ s, and ${\tau }_{\mathrm{rd}}=6.47\times {10}^{3}$ s. Adding up these terms leads to a total exposure time of $1.38\times {10}^{8}$ s, or 38,363 hr for a K-band observation. Accounting for the boost factor of ~40 that is brought by the cross-correlation technique, the required exposure time is reduced to 23.9 hr.

The total exposure time has two major contributions with the same order of magnitude: the low-order aberration and the dark current. The low-order aberration component can be improved by reducing wave front error. For reference, ~20 nm rms error (i.e., <λ/100 per mode for the K band and redder wavelengths) is at the level of the JWST wave front error (Aronstein et al. 2016). The dark current component becomes significant because of the increasing ratio between dark current to stellar flux due to the decreasing aperture size (see Equation (13) in Ruane et al. 2018).

4.3.2. Proxima Cen b

Proxima Cen b (Anglada-Escudé et al. 2016) is the closest planetary system to the solar system and therefore presents a compelling case for direct spectroscopy. Here we discuss a case for an L-band observation with space-based dual-aperture FN (Table 9).

There are two game changers for the space-based observation. First, the thermal background, which is the major limitation for ground-based observations, is significantly reduced. We assume a JWST thermal background level at 0.2 MJy/SR, or 19.5 mag per square acrseconds. Second, space interferometry achieves a superior spatial resolution to any previous space missions that allows Proxima Cen b to be observed at 1.03 λ/B at a 20 m baseline in the L band.

The breakdown of the required exposure times to overcome various noise sources (Section 3) are as follows: ${\tau }_{{\rm{L}}}\,=6.64\times {10}^{8}$ s, ${\tau }_{{\rm{\Phi }}}=4.42\times {10}^{6}$ s, ${\tau }_{\mathrm{bg}}=8.78\times {10}^{3}$ s, ${\tau }_{\mathrm{dc}}\,=3.93\times {10}^{7}$ s, and ${\tau }_{\mathrm{rd}}=4.05\times {10}^{4}$ s. Adding up these terms leads to a total exposure time of $7.07\times {10}^{8}$ s, or 196,660 hr for L-band observation. Accounting for the boost factor of ~35 that is brought by the cross-correlation technique, the required exposure time is reduced to 160.5 hr.

The major limiting factor for the total required exposure time is the low-order aberration. Note that the exposure time is comparable to numbers from HDC simulations for ELT ground-based observations (Wang et al. 2017).

5. Comparing FN and VFN

5.1. The Connection

Both an FN and a VFN are nullers, i.e., a device that suppresses on-axis starlight by manipulating the phase of an EM field. An FN achieves the phase manipulation by changing the piston. A VFN achieves the phase manipulation with a vortex plate. For an azimuthally changing EM, an FN and a VFN deliver a similar performance in terms of starlight suppression and IWA.

We use the Giant Magellan Telescope (GMT; Johns et al. 2012) configuration to illustrate the similarity between an FN and a VFN. For the VFN setup, we use a vortex plate with charge = 1. The resulting coupling map is shown in Figure 6. For the FN setup, we block the central subaperture and use only the outer six subapertures. To achieve a similar performance to the GMT VFN, we change piston for the six subapertures so that their phases change from 0 to 5π/6 with an increment of π/6. This effectively creates a charge = 1 phase ramp. The resulting coupling map of the GMT FN setup is similar to that of the GMT VFN setup (Figure 7).

Figure 6.

Figure 6. Left: seven subapertures of the GMT. The phase ramp of a charge = 1 vortex plate is also overplotted. Right: coupling map of a charge = 1 VFN at GMT.

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Figure 7.

Figure 7. Left: the six outer subapertures of the GMT with phases changing from 0 to 5π/6 with an increment of π/6. Right: coupling map of an FN at GMT.

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Note that the very same idea can be applied to other ELTs. In addition to changing piston and using a vortex plate, phase manipulation can also be achieved with a deformable mirror.

5.2. IWA for an FN with a Phase Ramp

IWA for a VFN (in units of λ/D) is determined by the charge number of a vortex plate (Ruane et al. 2018), see also Figure 8. For an FN, the IWA as a function of charge number follows the same trend. Three examples are given in Figure 9 to illustrate the effect of the charge number on IWA.

Figure 8.

Figure 8. Left: planet throughput vs. angular separation for a single-aperture VFN. Right: planet throughput vs. angular separation for a dual-aperture VFN or FN.

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Figure 9.

Figure 9. Left: top panel is the phase ramp of an FN for the GMT. Phases of the six outer subapertures change from 0 to 5π/6 with an increment of π/6. This corresponds to charge = 1. The bottom panels are the corresponding coupling maps. Middle: the same as the left column except charge = 2, i.e., phases of the six outer subapertures change from 0 to 5π/3 with an increment of π/3. Right: the same as the left column except charge = 3.

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As the effective charge number increases, the IWA of an FN is pushed outward. This is quantitatively similar to a VFN on the GMT (Figure 8, left). However, one noticeable difference is the searching area (bottom rows of Figure 9). Unlike a VFN, the FNs with charge numbers of 2 and 3 have a partial coverage at a given λ/D.

Since the IWA of a VFN or an FN with an effective phase ramp is determined by the charge number, there is a trade-off between the system complexity and a full coverage at a given angular separation. For a VFN, the system is more complicated with the addition of a vortex plate, but the coverage is continuous for a given λ/D. In contrast, an FN system is simpler since phase is controlled by the piston of each subaperture, but there are insensitive planet-search areas along an annulus. However, this drawback of an FN can be compensated by the simplicity/flexibility of the system: by combining different configurations, e.g., adding up coupling maps for charges 1, 2, and 3 as shown in Figure 9, will result in a complete coverage from the IWA for charge = 1 to the IWA for charge = 3.

5.3. IWA for an FN with Mirror Symmetry

The LBT FN is one variation of FNs with mirror symmetry, and we refer to it as a dual-aperture FN. The IWA of this type of FN is determined by the baseline of the interferometer. To make a connection between a dual-aperture FN and a dual-aperture VFN, we add a vortex plate in the optical system to investigate if the charge number would affect the IWA of a dual-aperture system. Equivalently, the dual-aperture FN corresponds to a charge = 0 VFN.

As shown in the right panel of Figure 8, the angular separation with the highest throughput does not move out as charge increases. An analogy to help understand the dependence is a traditional dual-aperture interferometer: the locations of the first null and/or the first constructive interferogram remain the same as long as the baseline remains the same, regardless of the diameter of the subaperture. The net effect of increasing the charge number in a dual-aperture system is to reduce the peak throughput without adding the benefit of relaxing the sensitivity to low-order aberrations.

5.4. Comparing LBT FN and GMT VFN

An LBT FN (B = 22.8 m) can provide similar spatial resolution to that of the GMT (B = 25.2 m). Although the light collecting power of LBT is (7/2) = 3.5 lower than GMT, an FN can have $\gtrapprox 2$ higher planet throughput and lower sensitivity to low-order aberrations than a VFN. These factors would significantly reduce the exposure time for the LBT FN (Equation (6)). In order to understand the trade-off between light collecting power, the planet throughput, and the sensitivity to low-order aberrations, we study two specific cases: an LBT FN and a GMT VFN. In the comparison, we assume everything is the same except for the light collecting area, planet throughput, and the sensitivity to low-order aberrations.

The sensitivity to lower-order aberrations for the GMT VFN is calculated the same way as described in Section 3 (see also Table 1) with one exception: wave front errors are applied across a pupil that consists of seven subapertures rather than one subaperture. The numerical results are in agreement with Ruane et al. (2018).

Figure 10 shows the dependence on the rms wave front error per Zernike mode. Only Zernike modes with l = ±1, i.e., with Zernike indices of 1, 2, 7, and 8, are coupled into a single-mode fiber. This is also confirmed in Ruane et al. (20182019). Given the non-zero numerical values for other Zernike modes that should not be theoretically decoupled from a single-mode fiber, we conclude that the uncertainties of the bi coefficients that are reported in Table 1 are ~0.01.

Figure 10.

Figure 10. Starlight suppression level vs. rms wave front error for each Zernike mode for a GMT VFN. Solid lines are fitting results, and the dashed lines connect data points in numerical simulations. Quantitative relationships between ηs and wave front error are given in Table 1.

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Using 55 Cnc c as an example, the total exposure time to reach a 5σ detection for a K-band LBT FN is 4.8 hr (Table 5) versus 19.7 hr for a VFN at GMT (Table 10). Despite a factor of ~4 lower light collecting power, the LBT FN needs only a factor of ~4 shorter exposure time to reach the same detection significance as a VFN on the GMT. The loss in effective aperture size is outweighted by the increase of planet throughput and the decrease in low-order aberrations (Equation (6)). By comparing Tables 5 and 10, the difference in planet throughput is 27.0% for the LBT FN versus 15.8% for the GMT VFN. A factor of 1.7 translates into a difference of 2.9 in exposure time based on Equation (6). In addition, the starlight suppression level for the LBT is 6.4 times better than that for the GMT VFN. This further reduces the LBT FN exposure time by a factor of 6.4 times. Together, these factors explain why the LBT FN outperforms the GMT VFN by a factor of 4.

The above comparison of performance in K holds as long as the total exposure time is dominated by the exposure time to overcome the low-order aberrations. However, this is no longer true in the L band, in which case the dominating noise source is the thermal background. Although the exposure time to overcome the thermal background τbg is sensitive to the planet throughput, i.e., $\propto {\eta }_{p}^{-2}$, (see Equation (12) in Ruane et al. 2018), τbg is also proportional to the solid angle subtended by the fiber, which is a factor of ~3 smaller for the GMT case than the LBT case. Therefore, the L-band exposure time ratio between the LBT FN and the GMT VFN for 55 Cnc c is 2.3 (Tables 6 and 11). While the ratio is not as promising as the K-band case, it is nonetheless better than 3.5, which is from simply scaling the effective aperture size.

6. Summary

We present a concept of combining nulling interferometry with single-mode fiber-fed high-resolution spectroscopy, i.e., the dual-aperture FN, which can be applied to current-generation 8–10 m telescopes. The dual-aperture FN provides spatial resolution that is comparable to that of future ELTs, and therefore enables several unique science cases for 8–10 m telescopes before the era of ELTs in the 2030s and future space interferometric missions.

We conduct numerical simulations as a proof of concept in Section 2. We quantify planet throughput as a function of angular separation, single-mode fiber core size, and central obscuration due to a secondary mirror (Figure 2). We use a merit system, which is based on the required exposure time, to evaluate the performance of the dual-aperture FN in Section 3. In particular, we quantify the sensitivity of starlight leakage to low-order aberrations as expressed by Zernike modes (Figure 3 and Table 1).

Because of the superior spatial resolution brought by interferometry and the planet sensitivity brought by single-mode fiber-fed high-resolution spectroscopy, a number of science cases are enabled by the dual-aperture FN, including (1) follow-up spectroscopic observations on exoplanet systems that are detected by the radial velocity technique (Section 4.1); (2) searching for planets in debris-disk system (Section 4.2); and (3) direct spectroscopy for biosignatures in rocky planets around nearby M stars (Section 4.3).

Targets for each case are given in Tables 24. Specific examples are discussed and general exposure time calculators are provided on GitHub.6 In all cases, we find that the dual-aperture FN is a viable pathway to achieve the science goals with reasonable telescope time investments.

We compare FN and VFN in Section 5. The two concepts are connected by pupil-plane phase manipulation in order to achieve starlight suppression. We use the GMT as an example to illustrate the connection and the synergy between the two concepts. We also compare the performance of a GMT VFN and an LBT FN. The comparison showcases that the LBT FN is indeed bridging the gaps between 8 and 10 telescopes and future ELTs because of its spatial resolution, planet throughput and sensitivity.

We thank the anonymous referee whose comments and suggestions greatly improve the manuscript. We would like to thank Elodie Choquet, Karl Stapelfeldt, and Bin Ren for helpful discussions on the debris-disk science case; Dan Echeverri, Garreth Ruane, and Dimitri Mawet for insights into VFN; Steve Ertel, Jordan Stone, and Amali Vaz for useful information on LBT and LBTI; and Bertrand Mennesson for discussing fiber nullers.

Appendix: Appendix Information

A.1. 55 Cnc c K band

Please see Table 5 for details.

Table 5.  55 Cnc c K-band Simulation Detail

Star Parameters
star name = 55 Cnc c
magnitude = 4.01 mag
distance = 12.59 pc
star radius = 0.94 solar radii
planet–star contrast = 5.47e-07
planet–star separation = 19.17 mas
Telescope Parameters
aperture = 8.40 m
baseline = 22.40 m
wavelength = 2.00 um
lambda/D = 18.42 mas
Coronagraph Parameters
filter = K
starlight suppression = 4.81e-04
planet throughput = 2.70e-01
bmn array = [2.09 0.48 2.26 0.26 2.41 0.36 2.38 0.03 2.36 0.06]
aberration array = [0.01 0.01 0.01 0.01 0.01 0.01 0.01 0.01 0.01 0.01]
gamma array = [2 2 4 2 4 2 4 2 4 2]
Spectrograph Parameters
required S/N = 5.0
background = 12.20 mag/arcsec**2
spectral resolution = 100000
pixel sampling rate = 3.0 pixel per resolution element
system throughput = 0.100
fiber size = 9.84e-04 arcsec**2
Detector Parameters
dark current = 1.00e-02 electron/pixel/s
readout noise = 2.0000 electron/read
quantum efficiency = 0.950
well depth = 65536 ADU
Exposure Times
t0 = 4.08471e+09 s
finite star time = 6.24177e+05 s
low-order time = 2.70424e+07 s
background time = 2.94258e+04 s
readout noise time = 1.65054e+03 s
dark current time = 1.64610e+05 s
total time = 2.78622e+07 s
total time = 7739.51 hr
boost factor = 1600.0
total time = 4.84 hr

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A.2. 55 Cnc c L band

Please see Table 6 for details.

Table 6.  55 Cnc c L-band Simulation Detail

Star Parameters
star name = 55 Cnc c
magnitude = 4.00 mag
distance = 12.59 pc
star radius = 0.94 solar radii
planet–star contrast = 5.47e-07
planet–star separation = 19.17 mas
Telescope Parameters
aperture = 8.40 m
baseline = 22.40 m
wavelength = 3.50 um
lambda/D = 32.23 mas
Coronagraph Parameters
filter = L
starlight suppression = 4.81e-04
planet throughput = 3.10e-01
bmn array = [2.09 0.48 2.26 0.26 2.41 0.36 2.38 0.03 2.36 0.06]
aberration array = [0.01 0.01 0.01 0.01 0.01 0.01 0.01 0.01 0.01 0.01]
gamma array = [2 2 4 2 4 2 4 2 4 2]
Spectrograph Parameters
required S/N = 5.0
background = 2.00 mag/arcsec**2
spectral resolution = 100000
pixel sampling rate = 3.0 pixel per resolution element
system throughput = 0.100
fiber size = 3.02e-03 arcsec**2
Detector Parameters
dark current = 1.00e-02 electron/pixel/s
readout noise = 2.0000 electron/read
quantum efficiency = 0.950
well depth = 65536 ADU
Exposure Times
t0 = 6.33963e+09 s
finite star time = 2.38512e+05 s
low-order time = 3.16463e+07 s
background time = 1.25223e+09 s
readout noise time = 1.93154e+03 s
dark current time = 2.98976e+05 s
total time = 1.28441e+09 s
total time = 356780.86 hr
boost factor = 1225.0
total time = 291.25 hr

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A.3. HD 104860 Debris System in the K band

Please see Table 7 for details.

Table 7.  HD 104860 K-band Simulation Detail

Star Parameters
star name = HD 104860
magnitude = 7.01 mag
distance = 47.90 pc
star radius = 1.00 solar radii
planet–star contrast = 1.00e-06
Telescope Parameters
aperture = 8.40 m
baseline = 22.40 m
wavelength = 2.00 um
lambda/D = 18.42 mas
Coronagraph Parameters
filter = K
starlight suppression = 4.81e-04
planet throughput = 2.00e-01
bmn array = [2.09 0.48 2.26 0.26 2.41 0.36 2.38 0.03 2.36 0.06]
aberration array = [0.01 0.01 0.01 0.01 0.01 0.01 0.01 0.01 0.01 0.01]
gamma array = [2 2 4 2 4 2 4 2 4 2]
Spectrograph Parameters
required S/N = 5.0
background = 12.20 mag/arcsec**2
spectral resolution = 100000
pixel sampling rate = 3.0 pixel per resolution element
system throughput = 0.100
fiber size = 9.84e-04 arcsec**2
Detector Parameters
dark current = 1.00e-02 electron/pixel/s
readout noise = 2.0000 electron/read
quantum efficiency = 0.950
well depth = 65536 ADU
Exposure Times
t0 = 1.92587e+10 s
finite star time = 4.18144e+05 s
low-order time = 2.31706e+08 s
background time = 3.97814e+06 s
readout noise time = 1.41422e+04 s
dark current time = 2.22539e+07 s
total time = 2.58371e+08 s
total time = 71769.62 hr
boost factor = 1600.0
total time = 44.86 hr

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A.4. GJ 1061 b in the K band

Please see Table 8 for details.

Table 8.  GJ 1061 b K-band Simulation Detail

Star Parameters
star name = GJ 1061 b
magnitude = 6.61 mag
distance = 3.67 pc
star radius = 0.16 solar radii
planet–star contrast = 1.47e-06
planet–star separation = 5.72 mas
Telescope Parameters
aperture = 4.00 m
baseline = 50.00 m
wavelength = 2.00 um
lambda/D = 8.25 mas
Coronagraph Parameters
filter = K
starlight suppression = 4.81e-04
planet throughput = 3.50e-01
bmn array = [2.09 0.48 2.26 0.26 2.41 0.36 2.38 0.03 2.36 0.06]
aberration array = [0.01 0.01 0.01 0.01 0.01 0.01 0.01 0.01 0.01 0.01]
gamma array = [2 2 4 2 4 2 4 2 4 2]
Spectrograph Parameters
required S/N = 5.0
background = 20.40 mag/arcsec**2
spectral resolution = 100000
pixel sampling rate = 3.0 pixel per resolution element
system throughput = 0.100
fiber size = 9.26e-04 arcsec**2
Detector Parameters
dark current = 1.00e-02 electron/pixel/s
readout noise = 2.0000 electron/read
quantum efficiency = 0.950
well depth = 65536 ADU
Exposure Times
t0 = 2.70121e+10 s
finite star time = 8.87692e+05 s
low-order time = 1.06119e+08 s
background time = 6.22105e+02 s
readout noise time = 6.47699e+03 s
dark current time = 3.10952e+07 s
total time = 1.38109e+08 s
total time = 38363.59 hr
boost factor = 1600.0
total time = 23.98 hr

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A.5. Proxima Cen b in the L band

Please see Table 9 for details.

Table 9.  Proxima Cen b L-band Simulation Detail

Star Parameters
star name = Proxima Cen b
magnitude = 4.38 mag
distance = 1.30 pc
star radius = 0.14 solar radii
planet–star contrast = 2.65e-07
planet–star separation = 37.31 mas
Telescope Parameters
aperture = 4.00 m
baseline = 20.00 m
wavelength = 3.50 um
lambda/D = 36.10 mas
Coronagraph Parameters
filter = L
starlight suppression = 4.81e-04
planet throughput = 3.50e-01
bmn array = [2.09 0.48 2.26 0.26 2.41 0.36 2.38 0.03 2.36 0.06]
aberration array = [0.01 0.01 0.01 0.01 0.01 0.01 0.01 0.01 0.01 0.01]
gamma array = [2 2 4 2 4 2 4 2 4 2]
Spectrograph Parameters
required S/N = 5.0
background = 19.50 mag/arcsec**2
spectral resolution = 100000
pixel sampling rate = 3.0 pixel per resolution element
system throughput = 0.100
fiber size = 7.09e-03 arcsec**2
Detector Parameters
dark current = 1.00e-02 electron/pixel/s
readout noise = 2.0000 electron/read
quantum efficiency = 0.950
well depth = 65536 ADU
Exposure Times
t0 = 1.69050e+11 s
finite star time = 4.42756e+06 s
low-order time = 6.64125e+08 s
background time = 8.78841e+03 s
readout noise time = 4.05350e+04 s
dark current time = 3.93740e+07 s
total time = 7.07976e+08 s
total time = 196660.05 hr
boost factor = 1225.0
total time = 160.54 hr

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A.6. 55 Cnc c K band for GMT

Please see Table 10 for details.

Table 10.  55 Cnc c K-band Simulation Detail

Star Parameters
star name = 55 Cnc c
magnitude = 4.01 mag
distance = 12.59 pc
star radius = 0.94 solar radii
planet–star contrast = 5.47e-07
planet–star separation = 19.17 mas
Telescope Parameters
aperture = 25.20 m
baseline = 25.20 m
wavelength = 2.00 um
lambda/D = 16.37 mas
Coronagraph Parameters
filter = K
starlight suppression = 3.09e-03
planet throughput = 1.58e-01
bmn array = [0.01 2.94 2.94 0.01 0.01 0.01 0.01 2.61 2.6 0.01]
aberration array = [0.01 0.01 0.01 0.01 0.01 0.01 0.01 0.01 0.01 0.01]
gamma array = [2 2 2 2 2 2 2 2 2 2]
Spectrograph Parameters
required S/N = 5.0
background = 12.20 mag/arcsec**2
spectral resolution = 100000
pixel sampling rate = 3.0 pixel per resolution element
system throughput = 0.100
fiber size = 4.13e-04 arcsec**2
Detector Parameters
dark current = 1.00e-02 electron/pixel/s
readout noise = 2.0000 electron/read
quantum efficiency = 0.950
well depth = 65536 ADU
Exposure Times
t0 = 9.07713e+08 s
finite star time = 1.36229e+06 s
low-order time = 1.12139e+08 s
background time = 7.97362e+03 s
readout noise time = 6.84440e+03 s
dark current time = 1.18277e+04 s
total time = 1.13528e+08 s
total time = 31535.45 hr
boost factor = 1600.0
total time = 19.71 hr

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A.7. 55 Cnc c L band for GMT

Please see Table 11 for details.

Table 11.  55 Cnc c L-band Simulation Detail

Star Parameters
star name = 55 Cnc c
magnitude = 4.00 mag
distance = 12.59 pc
star radius = 0.94 solar radii
planet–star contrast = 5.47e-07
planet–star separation = 19.17 mas
Telescope Parameters
aperture = 25.20 m
baseline = 25.20 m
wavelength = 3.50 um
lambda/D = 28.65 mas
Coronagraph Parameters
filter = L
starlight suppression = 3.09e-03
planet throughput = 1.67e-01
bmn array = [0.01 2.94 2.94 0.01 0.01 0.01 0.01 2.61 2.6 0.01]
aberration array = [0.01 0.01 0.01 0.01 0.01 0.01 0.01 0.01 0.01 0.01]
gamma array = [2 2 2 2 2 2 2 2 2 2]
Spectrograph Parameters
required S/N = 5.0
background = 2.00 mag/arcsec**2
spectral resolution = 100000
pixel sampling rate = 3.0 pixel per resolution element
system throughput = 0.100
fiber size = 1.26e-03 arcsec**2
Detector Parameters
dark current = 1.00e-02 electron/pixel/s
readout noise = 2.0000 electron/read
quantum efficiency = 0.950
well depth = 65536 ADU
Exposure Times
t0 = 1.40881e+09 s
finite star time = 6.16827e+05 s
low-order time = 1.55499e+08 s
background time = 4.02071e+08 s
readout noise time = 9.49089e+03 s
dark current time = 2.54550e+04 s
total time = 5.58222e+08 s
total time = 155061.60 hr
boost factor = 1225.0
total time = 126.58 hr

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Footnotes

 


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